| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Hua Liang Asset Management Limited | Rep | Asset management | 2023-11-08 | - |
| Hua Liang Capital Limited | RO | Advising on corporate finance | 2023-03-06 | - |
| Hua Liang Securities Limited | RO | Advising on securities | 2023-03-06 | - |
| RO | Dealing in securities | 2023-03-06 | - | |
| Rep | Dealing in securities | 2023-01-11 | 2023-03-06 | |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-04-13 | 2022-06-10 |
| Yi Shun Da Capital Limited | RO | Advising on corporate finance | 2019-04-10 | 2021-01-31 |
| RO | Dealing in securities | 2019-04-10 | 2021-01-31 | |
| ADS Securities Hong Kong Limited | RO | Advising on securities | 2017-08-25 | 2018-09-24 |
| Rep | Leveraged foreign exchange trading | 2017-05-15 | 2018-09-24 | |
| RO | Advising on corporate finance | 2017-01-25 | 2018-09-24 | |
| RO | Dealing in securities | 2017-01-25 | 2018-09-24 | |
| FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on corporate finance | 2013-01-29 | 2014-04-03 |
| RO | Advising on securities | 2013-01-29 | 2014-04-03 | |
| RO | Dealing in securities | 2013-01-29 | 2014-04-03 | |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2011-04-26 | 2012-07-14 |
| KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-26 | 2012-07-14 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-10-27 | 2011-04-02 |
| Rep | Dealing in securities | 2010-10-27 | 2011-04-02 | |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2008-05-07 | 2010-10-08 |
No HKMA registrations in the collected records.