Ng, Yee Wai 吳綺惠 SFC Licences and HKMA Registrations (ID 85455)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIAN CAPITAL LIMITED	RO	Advising on corporate finance	2021-08-06	-
	Rep	Advising on corporate finance	2021-07-20	2021-08-06
CAITONG INTERNATIONAL CAPITAL CO., LIMITED	RO	Advising on corporate finance	2018-12-06	2021-05-31
	Rep	Dealing in securities	2018-12-06	2021-05-31
Frontpage Capital Limited	RO	Advising on corporate finance	2016-11-10	2018-08-31
	Rep	Dealing in securities	2016-11-10	2018-08-31
	Rep	Advising on corporate finance	2016-08-30	2016-11-10
KINGSTON CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2016-01-05	2016-08-20
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2012-09-07	2016-01-01
KINGSTON CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2011-05-05	2012-09-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.