| CVP Securities Limited | RO | Dealing in futures contracts | 2016-03-09 | 2018-10-09 |
| RO | Dealing in securities | 2016-03-09 | 2018-10-09 |
| CVP Capital Limited (HK) | RO | Dealing in securities | 2015-07-21 | 2016-03-03 |
| Rep | Dealing in securities | 2015-06-25 | 2015-07-21 |
| Rep | Advising on corporate finance | 2015-06-25 | 2016-03-03 |
| Rep | Advising on securities | 2015-06-25 | 2016-03-03 |
| KINGSTON FUTURES LIMITED | RO | Dealing in futures contracts | 2011-03-22 | 2015-01-02 |
| KINGSTON SECURITIES LIMITED | RO | Dealing in securities | 2011-03-22 | 2015-01-02 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2008-09-05 | 2008-11-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | Dealing in securities | 2008-09-05 | 2008-11-28 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-07-04 | 2008-09-05 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-07-04 | 2008-09-05 |
| REALINK FINANCIAL TRADE LIMITED | RO | Dealing in futures contracts | 2006-07-15 | 2008-04-02 |
| Rep | Dealing in futures contracts | 2003-12-06 | 2006-07-15 |
| Rep | Dealing in securities | 2003-12-06 | 2008-04-02 |