Personnel Hong Kong SFC License Details (ID 85461)

Personnel Hong Kong SFC License Details (ID 85461)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lego Securities Limited	Rep	Dealing in securities	2018-07-09	2023-01-09
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2016-12-05	2018-06-19
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2016-11-18	2016-11-22
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2016-10-24	2016-11-22
MANGO FINANCIAL LIMITED	Rep	Dealing in securities	2014-11-12	2016-10-19
CNI Securities Group Limited	Rep	Dealing in securities	2012-04-27	2014-10-14
KINGSTON FUTURES LIMITED	Rep	Dealing in futures contracts	2010-08-24	2012-04-18
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2010-08-24	2012-04-18
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2006-11-01	2009-01-09
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-11-02	2006-01-06
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-10-04	2004-11-01