Personnel Hong Kong SFC License Details (ID 85462)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Advising on securities	2026-08-07	-
	Rep	Dealing in futures contracts	2026-08-07	-
	Rep	Dealing in securities	2026-08-07	-
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-07-28	2026-04-20
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2025-07-04	2026-04-20
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2025-07-04	2026-04-20
KINGSTON FUTURES LIMITED	Rep	Dealing in futures contracts	2010-01-06	2025-06-14
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2010-01-06	2025-06-14
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-07-20	2009-12-24
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-07-08	2009-12-24
ORIENTAL PATRON SECURITIES LIMITED	Rep	Dealing in securities	2004-03-01	2005-07-08
MIB FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-02
	Rep	Advising on securities	2003-04-01	2003-07-02
	Rep	Asset management	2003-04-01	2003-07-02
	Rep	Dealing in securities	2003-04-01	2003-07-02
MIB FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-07-02
	Rep	Asset management	2003-04-01	2003-07-02
	Rep	Dealing in futures contracts	2003-04-01	2004-03-01
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-02
	Rep	Advising on securities	2003-04-01	2003-07-02
	Rep	Asset management	2003-04-01	2003-07-02
	Rep	Dealing in securities	2003-04-01	2004-03-01