Personnel Hong Kong SFC License Details (ID 85476)

Personnel Hong Kong SFC License Details (ID 85476)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Forwin Capital Management Limited	Rep	Asset management	2017-05-16	2017-11-30
Forwin Securities Group Limited	RO	Dealing in securities	2017-01-24	2017-11-30
Forwin Futures Group Limited	Rep	Dealing in futures contracts	2016-11-18	2017-11-30
Forwin Securities Group Limited	Rep	Dealing in securities	2015-07-29	2017-01-24
MANGO FINANCIAL LIMITED	Rep	Dealing in securities	2014-11-21	2015-02-09
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-10-03	2013-11-20
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2013-07-29	2013-11-20
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-08-02	2012-09-04
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2012-08-02	2012-09-04
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2012-05-11	2012-06-11
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2011-11-16	2012-06-11
KINGSTON FUTURES LIMITED	Rep	Dealing in futures contracts	2011-06-29	2011-11-05
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2010-09-01	2011-11-05
Hong Kong Securities (International) Company Limited	Rep	Dealing in securities	2010-03-15	2010-08-18