Personnel Hong Kong SFC License Details (ID 85479)

Personnel Hong Kong SFC License Details (ID 85479)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Astrum Capital Management Limited (HK)	Rep	Dealing in futures contracts	2022-01-26	-
	Rep	Dealing in securities	2022-01-26	-
KINGSTON FUTURES LIMITED	Rep	Dealing in futures contracts	2008-07-11	2022-01-15
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2008-07-11	2022-01-15
Funderstone Futures Limited	Rep	Dealing in futures contracts	2003-10-29	2008-06-30
Funderstone Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-10-22
	Rep	Advising on securities	2003-04-01	2003-10-22
	Rep	Asset management	2003-04-01	2003-10-22
	Rep	Dealing in securities	2003-04-01	2008-06-30