| BOCOM International Securities Limited | Rep | Advising on futures contracts | 2023-01-05 | - |
| Rep | Advising on securities | 2023-01-05 | - |
| Rep | Dealing in futures contracts | 2022-12-09 | - |
| Rep | Dealing in securities | 2022-12-09 | - |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2022-09-07 | 2022-11-24 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2022-09-07 | 2022-11-24 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-06-21 | 2022-07-29 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-06-03 | 2022-07-29 |
| Golden Lake Capital Limited | Rep | Dealing in securities | 2017-10-10 | 2019-05-14 |
| Central China International Securities Co., Limited | Rep | Dealing in securities | 2015-12-15 | 2017-06-09 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-03-12 | 2015-12-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-03-12 | 2015-12-05 |
| Open Securities Limited | Rep | Dealing in futures contracts | 2013-10-15 | 2015-02-24 |
| Rep | Dealing in securities | 2013-10-15 | 2015-02-24 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-05-18 | 2013-09-28 |
| Rep | Dealing in securities | 2012-05-18 | 2013-09-28 |
| KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-03-16 | 2012-05-10 |
| KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-16 | 2012-05-10 |