| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Theia Securities Limited | RO | Advising on securities | 2026-09-16 | - |
| RO | Asset management | 2026-09-16 | - | |
| RO | Dealing in securities | 2026-09-16 | - | |
| Mont Avenir Capital Limited | RO | Dealing in securities | 2024-08-13 | 2024-12-03 |
| Forwin Futures Group Limited | Rep | Dealing in futures contracts | 2020-09-17 | 2023-12-04 |
| Forwin Capital Management Limited | RO | Advising on securities | 2019-10-29 | 2024-05-31 |
| RO | Asset management | 2019-10-29 | 2024-05-31 | |
| Forwin Securities Group Limited | RO | Dealing in securities | 2019-10-29 | 2024-05-31 |
| SUNFUND FUND MANAGEMENT LIMITED | Rep | Asset management | 2018-04-13 | 2018-10-15 |
| SUNFUND SECURITIES LIMITED | RO | Advising on securities | 2018-04-13 | 2018-11-26 |
| RO | Dealing in securities | 2018-04-13 | 2018-11-26 | |
| KINGSTON SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-07-04 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-23 | |
| Rep | Advising on securities | 2003-04-01 | 2004-08-23 | |
| Rep | Asset management | 2003-04-01 | 2004-08-23 | |
| Rep | Dealing in securities | 2003-04-01 | 2017-12-23 |
No HKMA registrations in the collected records.