Personnel Hong Kong SFC License Details (ID 85538)

Personnel Hong Kong SFC License Details (ID 85538)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-08-13	2017-11-25
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2010-11-15	2015-07-01
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2005-04-28	2008-03-01
ABCI Securities Company Limited	Rep	Dealing in securities	2004-02-26	2005-03-03
MEGABASE SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-05-01
	Rep	Advising on securities	-	2003-05-01
	Rep	Asset management	-	2003-05-01
	Rep	Dealing in securities	-	2003-05-01