Personnel Hong Kong SFC License Details (ID 85550)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital 9 Limited	RO	Advising on corporate finance	2024-11-18	-
	Rep	Advising on corporate finance	2024-10-09	2024-11-18
	RO	Advising on corporate finance	2020-07-16	2024-05-31
CELESTIAL CAPITAL LIMITED	RO	Advising on corporate finance	2019-09-03	2020-02-29
	RO	Dealing in securities	2019-09-03	2020-02-29
OnePlatform Securities Limited	Rep	Dealing in securities	2016-02-01	2018-03-02
CONVOY CAPITAL HONG KONG LIMITED	RO	Dealing in securities	2015-09-15	2018-03-02
	RO	Advising on corporate finance	2015-04-14	2018-03-02
	Rep	Advising on corporate finance	2015-02-11	2015-04-14
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	RO	Advising on corporate finance	2011-01-03	2011-09-30
KINGSWAY CAPITAL LIMITED	RO	Dealing in securities	2008-08-14	2015-01-17
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Dealing in securities	2008-04-17	2015-01-17
	RO	Advising on corporate finance	2006-03-06	2011-06-30
	Rep	Advising on corporate finance	2006-03-03	2006-03-06
	Rep	Dealing in securities	2006-03-03	2008-04-17
KINGSWAY CAPITAL LIMITED	RO	Advising on corporate finance	2003-09-05	2015-01-17
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	2003-09-05	2003-09-05
KINGSWAY CAPITAL LIMITED	Rep	Advising on securities	2003-04-01	2003-08-27
	Rep	Asset management	2003-04-01	2003-08-27
	Rep	Advising on corporate finance	2003-04-01	2003-09-05