| Capital 9 Limited | RO | Advising on corporate finance | 2020-11-12 | - |
| Rep | Advising on corporate finance | 2020-09-07 | 2020-11-12 |
| CELESTIAL CAPITAL LIMITED | Rep | Dealing in securities | 2018-11-06 | 2020-08-27 |
| RO | Advising on corporate finance | 2018-06-20 | 2020-08-27 |
| Rep | Advising on corporate finance | 2018-05-04 | 2018-06-20 |
| CONVOY CAPITAL HONG KONG LIMITED | RO | Advising on corporate finance | 2015-12-21 | 2018-03-02 |
| Rep | Advising on corporate finance | 2015-11-03 | 2015-12-21 |
| KINGSWAY CAPITAL LIMITED | Rep | Dealing in securities | 2014-07-10 | 2015-10-15 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2014-07-10 | 2015-10-15 |
| KINGSWAY CAPITAL LIMITED | RO | Advising on corporate finance | 2012-11-16 | 2015-10-15 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2004-03-12 | 2011-06-30 |
| KINGSWAY CAPITAL LIMITED | Rep | Advising on securities | 2003-04-01 | 2004-01-06 |
| Rep | Asset management | 2003-04-01 | 2004-01-06 |
| Rep | Advising on corporate finance | 2003-04-01 | 2012-11-16 |