Personnel Hong Kong SFC License Details (ID 85558)

Personnel Hong Kong SFC License Details (ID 85558)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong ZH Capital Co., Limited	RO	Advising on corporate finance	2026-03-09	-
	RO	Dealing in securities	2026-03-09	-
MAXA CAPITAL LIMITED	RO	Advising on corporate finance	2024-06-05	2025-12-01
	Rep	Advising on corporate finance	2024-04-19	2024-06-05
	Rep	Dealing in securities	2024-04-19	2025-12-01
Robustus Capital Limited	RO	Advising on corporate finance	2022-09-05	2023-03-31
EVER-LONG SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2019-11-15	2022-07-13
	Rep	Advising on corporate finance	2019-09-19	2019-11-15
G-Stone Capital Partners Company Limited	RO	Advising on corporate finance	2018-11-08	2019-08-20
GUOTAI JUNAN CAPITAL LIMITED	RO	Advising on corporate finance	2017-07-25	2018-07-09
	Rep	Advising on corporate finance	2017-05-18	2017-07-25
CONVOY CAPITAL HONG KONG LIMITED	RO	Advising on corporate finance	2017-02-16	2017-04-27
	Rep	Advising on corporate finance	2015-04-09	2017-02-16
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2011-01-03	2015-03-20
	Rep	Dealing in securities	2011-01-03	2015-03-20
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	2011-01-03	2011-06-30
	Rep	Dealing in securities	2011-01-03	2015-03-20
ALTUS CAPITAL LIMITED	Rep	Advising on corporate finance	2008-06-03	2010-12-23
ALTUS INVESTMENTS LIMITED (HK)	Rep	Dealing in securities	2008-06-03	2010-12-23