Personnel Hong Kong SFC License Details (ID 85559)

Personnel Hong Kong SFC License Details (ID 85559)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wilson International Capital Limited	Rep	Advising on corporate finance	2019-11-01	-
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2018-11-08	2019-08-11
	Rep	Dealing in securities	2018-11-08	2019-08-11
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2018-02-12	2018-11-04
	Rep	Dealing in securities	2018-02-12	2018-11-04
ORIENT CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2017-11-28	2018-01-31
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-11-28	2018-01-31
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2014-12-04	2017-11-11
	Rep	Advising on corporate finance	2014-08-22	2017-11-11
MESSIS CAPITAL LIMITED	Rep	Advising on corporate finance	2014-05-22	2014-05-29
	Rep	Dealing in securities	2014-05-22	2014-05-29
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2011-09-02	2014-04-13
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2011-09-02	2014-04-13