| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on corporate finance | 2021-12-28 | - |
| RO | Advising on securities | 2021-12-28 | - | |
| RO | Dealing in securities | 2021-12-28 | - | |
| Rep | Advising on corporate finance | 2021-11-08 | 2021-12-28 | |
| Rep | Advising on securities | 2021-11-08 | 2021-12-28 | |
| Rep | Dealing in securities | 2021-11-08 | 2021-12-28 | |
| DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2017-06-01 | 2021-10-08 |
| RO | Advising on securities | 2017-06-01 | 2021-10-08 | |
| RO | Dealing in securities | 2017-06-01 | 2021-10-08 | |
| Rep | Advising on corporate finance | 2017-02-15 | 2017-06-01 | |
| Rep | Advising on securities | 2017-02-15 | 2017-06-01 | |
| Rep | Dealing in securities | 2017-02-15 | 2017-06-01 | |
| TC Capital International Limited | Rep | Advising on corporate finance | 2016-03-10 | 2017-01-08 |
| KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-04-26 | 2014-09-14 |
| Rep | Dealing in securities | 2011-04-26 | 2014-09-14 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2011-04-26 | 2014-09-14 |
No HKMA registrations in the collected records.