Personnel Hong Kong SFC License Details (ID 85563)

Personnel Hong Kong SFC License Details (ID 85563)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2010-03-26	2015-10-30
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	2010-03-26	2011-06-30
	RO	Asset management	2009-05-27	2015-10-30
KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Asset management	2009-05-27	2011-06-20
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	RO	Asset management	2009-01-08	2015-10-30
SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED	RO	Asset management	2009-01-08	2009-11-13
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2007-11-30	2015-10-30
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	Rep	Asset management	2007-05-15	2009-01-08
	Rep	Advising on corporate finance	2007-05-15	2011-09-30
KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED	Rep	Asset management	2006-12-15	2009-05-27
SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED	Rep	Asset management	2006-12-15	2009-01-08
	Rep	Advising on corporate finance	2006-12-15	2009-11-13