Personnel SFC Licences and HKMA Registrations (ID 85567)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Dealing in futures contracts	2005-06-21	-
	RO	Dealing in securities	2005-06-21	-
	Rep	Dealing in futures contracts	2005-04-20	2005-06-21
SUNWAH KINGSWAY FUTURES LIMITED	Rep	Dealing in futures contracts	2005-04-20	2005-11-30
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2005-04-14	2005-06-21
Yuanta Asia Investment (Hong Kong) Limited	RO	Dealing in securities	2003-08-18	2004-07-14
	RO	Advising on futures contracts	2003-08-13	2004-07-14
	RO	Dealing in futures contracts	2003-08-13	2004-07-14
Polaris Capital (Asia) Limited	Rep	Advising on corporate finance	2003-04-01	2003-07-15
	Rep	Dealing in securities	2003-04-01	2005-04-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.