Personnel Hong Kong SFC License Details (ID 85569)

Personnel Hong Kong SFC License Details (ID 85569)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	Rep	Asset management	2025-04-03	-
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Dealing in futures contracts	2011-06-02	-
	RO	Dealing in securities	2011-06-02	-
	Rep	Dealing in futures contracts	2007-11-15	2011-06-02
	Rep	Dealing in securities	2007-11-15	2011-06-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-30	2005-08-22
KGI ASIA LIMITED	Rep	Dealing in securities	2004-12-13	2005-08-22
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-07-02
	Rep	Advising on securities	2003-04-01	2004-07-02
	Rep	Asset management	2003-04-01	2004-07-02
	Rep	Providing automated trading services	2003-04-01	2004-07-02
	Rep	Dealing in securities	2003-04-01	2004-12-06
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-07-02
	Rep	Advising on securities	2003-04-01	2004-07-02
	Rep	Asset management	2003-04-01	2004-07-02
	Rep	Providing automated trading services	2003-04-01	2004-07-02
	Rep	Dealing in securities	2003-04-01	2004-12-06