| SURGE INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2026-03-17 | - |
| RO | Asset management | 2026-03-17 | - |
| RO | Dealing in securities | 2026-03-17 | - |
| Pryme Capital Limited (b2021-02-19) | RO | Advising on securities | 2024-04-15 | 2025-05-25 |
| RO | Asset management | 2024-04-15 | 2025-05-25 |
| Still Water Capital Management Limited | RO | Advising on futures contracts | 2016-12-12 | 2021-06-30 |
| RO | Dealing in futures contracts | 2016-12-12 | 2021-06-30 |
| RO | Advising on securities | 2015-08-28 | 2021-06-30 |
| RO | Asset management | 2015-08-28 | 2021-06-30 |
| RO | Dealing in securities | 2015-08-28 | 2021-06-30 |
| RHB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2013-07-16 | 2015-02-11 |
| RO | Asset management | 2013-07-16 | 2015-02-11 |
| RO | Dealing in securities | 2013-07-16 | 2015-02-11 |
| RHB FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2013-07-16 | 2015-02-11 |
| RHB SECURITIES HONG KONG LIMITED | RO | Advising on securities | 2013-07-16 | 2015-02-11 |
| RO | Dealing in securities | 2013-07-16 | 2015-02-11 |
| RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-06-17 | 2013-07-16 |
| Rep | Asset management | 2013-06-17 | 2013-07-16 |
| Rep | Dealing in securities | 2013-06-17 | 2013-07-16 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-06-17 | 2013-07-16 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2013-06-17 | 2013-07-16 |
| Rep | Dealing in securities | 2013-06-17 | 2013-07-16 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Advising on securities | 2011-10-04 | 2013-05-03 |
| RO | Asset management | 2011-10-04 | 2013-05-03 |
| KINGSWAY SW ASSET MANAGEMENT LIMITED (VG) | RO | Asset management | 2011-10-04 | 2013-05-03 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Dealing in futures contracts | 2011-06-17 | 2013-05-03 |
| RO | Dealing in securities | 2011-06-17 | 2013-05-03 |
| Rep | Dealing in futures contracts | 2011-06-07 | 2011-06-17 |
| Rep | Dealing in securities | 2011-06-07 | 2011-06-17 |
| MFG Limited (HK) | RO | Advising on futures contracts | 2010-05-24 | 2011-05-21 |
| RO | Dealing in futures contracts | 2010-05-24 | 2011-05-21 |
| RO | Advising on securities | 2008-07-15 | 2011-04-08 |
| RO | Dealing in securities | 2008-07-15 | 2011-04-08 |
| RO | Asset management | 2008-06-30 | 2011-04-08 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | RO | Dealing in futures contracts | 2007-05-18 | 2008-04-30 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Dealing in securities | 2005-08-16 | 2006-09-01 |
| JS SECURITIES LIMITED (HK) | RO | Dealing in securities | 2004-08-12 | 2006-01-25 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Dealing in securities | 2003-06-23 | 2006-09-01 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-06-20 |
| Rep | Advising on securities | 2003-04-01 | 2003-06-20 |
| Rep | Asset management | 2003-04-01 | 2003-06-20 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-06-20 |
| Rep | Dealing in securities | 2003-04-01 | 2003-06-23 |