Wong, Howard Horg Wang 王學宏

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Advising on securities	2023-09-19	-
	Rep	Asset management	2023-05-25	-
	Rep	Advising on securities	2023-05-25	2023-09-19
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2022-06-27	2022-11-25
	Rep	Asset management	2022-06-27	2022-11-25
Quam Securities Limited	Rep	Asset management	2020-09-23	2022-06-05
	RO	Advising on securities	2017-09-26	2022-06-05
	Rep	Dealing in futures contracts	2016-08-22	2022-06-05
	Rep	Dealing in securities	2016-08-22	2022-06-05
	Rep	Advising on securities	2016-07-15	2017-09-26
	Rep	Advising on securities	2016-01-04	2016-05-15
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Advising on securities	2011-06-24	2015-03-04
	Rep	Advising on securities	2011-06-22	2011-06-24
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	RO	Advising on securities	2010-08-30	2011-06-08
	RO	Asset management	2010-08-30	2011-06-08
	Rep	Advising on securities	2010-02-17	2010-08-30
	Rep	Asset management	2010-02-17	2010-08-30
Korea Investment Management Asia Limited	RO	Advising on securities	2009-08-21	2010-01-22
	RO	Asset management	2009-08-21	2010-01-22
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	RO	Advising on securities	2007-03-22	2010-01-22
	RO	Asset management	2007-03-22	2010-01-22
	RO	Dealing in securities	2007-03-22	2010-01-22
	Rep	Asset management	2007-02-05	2007-03-22
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2006-05-04	2007-01-22
FIRST SHANGHAI FUTURES LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-05
	Rep	Advising on futures contracts	2003-04-01	2004-08-11
	Rep	Asset management	2003-04-01	2004-08-11
	Rep	Dealing in futures contracts	2003-04-01	2006-03-20
FIRST SHANGHAI SECURITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-08-11
	Rep	Asset management	2003-04-01	2004-08-11
	Rep	Advising on securities	2003-04-01	2006-03-20
	Rep	Dealing in securities	2003-04-01	2006-03-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.