Personnel Hong Kong SFC License Details (ID 85577)

Personnel Hong Kong SFC License Details (ID 85577)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Dealing in securities	2016-08-31	-
	Rep	Dealing in futures contracts	2005-06-01	-
SUNWAH KINGSWAY FUTURES LIMITED	Rep	Dealing in futures contracts	2004-06-09	2005-11-30
JS SECURITIES LIMITED (HK)	Rep	Dealing in securities	2004-01-19	2006-01-25
	Rep	Advising on corporate finance	2003-04-01	2004-01-02
	Rep	Advising on securities	2003-04-01	2004-01-02
	Rep	Asset management	2003-04-01	2004-01-02
	Rep	Providing automated trading services	2003-04-01	2004-01-02
	Rep	Dealing in securities	2003-04-01	2004-01-02
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-02
	Rep	Advising on securities	2003-04-01	2004-01-02
	Rep	Asset management	2003-04-01	2004-01-02
	Rep	Providing automated trading services	2003-04-01	2004-01-02
	Rep	Dealing in securities	2003-04-01	2016-08-31