Personnel Hong Kong SFC License Details (ID 85581)

Personnel Hong Kong SFC License Details (ID 85581)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2025-06-29
	Rep	Dealing in securities	2015-09-24	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-09-24	2025-06-29
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2005-12-13	2015-09-18
	Rep	Advising on corporate finance	-	2004-01-05
	Rep	Advising on securities	-	2004-01-05
	Rep	Asset management	-	2004-01-05
	Rep	Providing automated trading services	-	2004-01-05
	Rep	Dealing in securities	-	2015-09-18