Personnel Hong Kong SFC License Details (ID 85594)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Win Securities Limited	RO	Dealing in securities	2025-09-11	-
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2022-03-07	2025-08-01
CHIEF SECURITIES LIMITED	Rep	Asset management	2022-03-07	2025-08-01
	Rep	Dealing in securities	2022-03-07	2025-08-01
	RO	Dealing in securities	2020-10-09	2022-01-01
	Rep	Asset management	2020-10-07	2022-01-01
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2020-09-04	2022-01-01
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2020-09-04	2020-10-09
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-05-29	2020-06-30
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-05-29	2020-06-30
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2010-02-22	2013-04-06
	Rep	Dealing in securities	2010-02-22	2013-04-06
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2009-09-28	2010-02-11
	Rep	Dealing in securities	2009-09-28	2010-02-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-04-11	2009-09-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-04-11	2009-09-01
iBest Securities Company Limited	Rep	Dealing in securities	2005-04-11	2009-09-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2003-12-23	2005-04-11
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2003-12-23	2005-04-11
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2003-11-17	2005-04-11
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2003-04-24	2003-07-17