| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Win Securities Limited | RO | Dealing in securities | 2025-09-11 | - |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2022-03-07 | 2025-08-01 |
| CHIEF SECURITIES LIMITED | Rep | Asset management | 2022-03-07 | 2025-08-01 |
| Rep | Dealing in securities | 2022-03-07 | 2025-08-01 | |
| RO | Dealing in securities | 2020-10-09 | 2022-01-01 | |
| Rep | Asset management | 2020-10-07 | 2022-01-01 | |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2020-09-04 | 2022-01-01 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-04 | 2020-10-09 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-05-29 | 2020-06-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-05-29 | 2020-06-30 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2010-02-22 | 2013-04-06 |
| Rep | Dealing in securities | 2010-02-22 | 2013-04-06 | |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-09-28 | 2010-02-11 |
| Rep | Dealing in securities | 2009-09-28 | 2010-02-11 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-11 | 2009-09-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-04-11 | 2009-09-01 |
| iBest Securities Company Limited | Rep | Dealing in securities | 2005-04-11 | 2009-09-01 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-23 | 2005-04-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-23 | 2005-04-11 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-11-17 | 2005-04-11 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-04-24 | 2003-07-17 |
No HKMA registrations in the collected records.