Personnel SFC Licences and HKMA Registrations (ID 85602)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2005-09-30	-
	Rep	Dealing in futures contracts	2004-06-10	-
SUNWAH KINGSWAY FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-14
	Rep	Asset management	2003-04-01	2004-01-14
	Rep	Dealing in futures contracts	2003-04-01	2005-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.