Lau, Chi Ho (SFC:AJD618) 劉志豪

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hang Tai Asset Management Limited	Rep	Advising on securities	2026-09-10	-
	Rep	Asset management	2026-09-10	-
HANG TAI SECURITIES LIMITED	Rep	Dealing in securities	2026-09-10	-
ZH SECURITIES LIMITED	RO	Advising on securities	2026-03-12	2026-08-31
	RO	Asset management	2026-03-12	2026-08-31
	RO	Dealing in futures contracts	2025-03-24	2026-08-31
	RO	Dealing in securities	2025-03-24	2026-08-31
DT Securities & Futures Co. Limited	RO	Dealing in futures contracts	2018-11-01	2022-07-14
	RO	Dealing in securities	2018-11-01	2022-07-14
TFI Securities and Futures Limited	RO	Dealing in securities	2016-12-20	2018-08-31
	RO	Dealing in futures contracts	2015-03-24	2018-08-31
	Rep	Dealing in futures contracts	2015-02-12	2015-03-24
	Rep	Dealing in securities	2015-02-12	2016-12-20
Seazen Resources Futures Limited	RO	Dealing in futures contracts	2013-08-21	2015-02-02
Rui Da International Finance Holding Limited	RO	Dealing in futures contracts	2012-09-11	2013-07-26
	Rep	Dealing in futures contracts	2012-05-14	2012-09-11
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2011-07-26	2012-04-13
	Rep	Dealing in securities	2011-07-26	2012-04-13
BERICH BROKERAGE LIMITED	Rep	Dealing in securities	2011-03-01	2011-05-17
BERICH FUTURES (H.K.) COMPANY LIMITED	Rep	Dealing in futures contracts	2011-03-01	2011-05-17
ENLIGHTEN FUTURES LIMITED	Rep	Dealing in futures contracts	2010-08-12	2010-11-01
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2010-08-12	2010-11-01
MFG Limited (HK)	Rep	Dealing in futures contracts	2010-06-01	2010-08-07
	Rep	Dealing in securities	2010-06-01	2010-08-07
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	Rep	Dealing in futures contracts	2007-06-05	2008-11-24
ROCTEC FUTURES TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2007-02-12	2007-05-31
ROCTEC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-02-12	2007-05-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2003-11-03	2006-07-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-11-03	2006-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.