| Hang Tai Asset Management Limited | Rep | Advising on securities | 2026-09-10 | - |
| Rep | Asset management | 2026-09-10 | - |
| HANG TAI SECURITIES LIMITED | Rep | Dealing in securities | 2026-09-10 | - |
| ZH SECURITIES LIMITED | RO | Advising on securities | 2026-03-12 | 2026-08-31 |
| RO | Asset management | 2026-03-12 | 2026-08-31 |
| RO | Dealing in futures contracts | 2025-03-24 | 2026-08-31 |
| RO | Dealing in securities | 2025-03-24 | 2026-08-31 |
| DT Securities & Futures Co. Limited | RO | Dealing in futures contracts | 2018-11-01 | 2022-07-14 |
| RO | Dealing in securities | 2018-11-01 | 2022-07-14 |
| TFI Securities and Futures Limited | RO | Dealing in securities | 2016-12-20 | 2018-08-31 |
| RO | Dealing in futures contracts | 2015-03-24 | 2018-08-31 |
| Rep | Dealing in futures contracts | 2015-02-12 | 2015-03-24 |
| Rep | Dealing in securities | 2015-02-12 | 2016-12-20 |
| Seazen Resources Futures Limited | RO | Dealing in futures contracts | 2013-08-21 | 2015-02-02 |
| Rui Da International Finance Holding Limited | RO | Dealing in futures contracts | 2012-09-11 | 2013-07-26 |
| Rep | Dealing in futures contracts | 2012-05-14 | 2012-09-11 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2011-07-26 | 2012-04-13 |
| Rep | Dealing in securities | 2011-07-26 | 2012-04-13 |
| BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2011-03-01 | 2011-05-17 |
| BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-03-01 | 2011-05-17 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-12 | 2010-11-01 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-12 | 2010-11-01 |
| MFG Limited (HK) | Rep | Dealing in futures contracts | 2010-06-01 | 2010-08-07 |
| Rep | Dealing in securities | 2010-06-01 | 2010-08-07 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2007-06-05 | 2008-11-24 |
| ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-02-12 | 2007-05-31 |
| ROCTEC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-02-12 | 2007-05-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-11-03 | 2006-07-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-11-03 | 2006-07-31 |