| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-01-26 | - |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-01-26 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2018-02-20 | 2020-03-31 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2018-02-20 | 2020-03-31 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-12-24 | 2017-04-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-12-24 | 2017-04-30 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-05 | 2015-11-30 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-05-05 | 2015-11-30 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2007-10-30 | 2014-11-03 |
| Rep | Dealing in securities | 2007-10-30 | 2014-11-03 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-27 | 2007-10-27 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-10-27 | 2007-10-27 |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-11 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-03-11 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-29 |
| Rep | Asset management | 2003-04-01 | 2004-04-29 |
| Rep | Dealing in securities | 2003-04-01 | 2006-10-25 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-04-01 | 2006-10-25 |