Law, Tak Kuen 羅德權

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2005-05-25	2023-07-10
SUNWAH KINGSWAY FUTURES LIMITED	Rep	Dealing in futures contracts	2005-05-25	2005-11-30
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2005-05-13	2023-07-10
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2003-12-16	2004-07-06
	Rep	Dealing in futures contracts	2003-09-05	2004-07-06
Polaris Capital (Asia) Limited	Rep	Dealing in securities	2003-05-14	2005-05-11
SBI China Capital Securities Limited	Rep	Advising on corporate finance	-	2003-04-17
	Rep	Advising on securities	-	2003-04-17
	Rep	Asset management	-	2003-04-17
	Rep	Dealing in securities	-	2003-04-17

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2005-05-25	2023-07-10
SUNWAH KINGSWAY FUTURES LIMITED	Rep	Dealing in futures contracts	2005-05-25	2005-11-30
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2005-05-13	2023-07-10
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2003-12-16	2004-07-06
	Rep	Dealing in futures contracts	2003-09-05	2004-07-06
Polaris Capital (Asia) Limited	Rep	Dealing in securities	2003-05-14	2005-05-11
SBI China Capital Securities Limited	Rep	Advising on corporate finance	-	2003-04-17
	Rep	Advising on securities	-	2003-04-17
	Rep	Asset management	-	2003-04-17
	Rep	Dealing in securities	-	2003-04-17