Lee, Sam Hon Fan 李漢勳

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Asset management	2016-01-27	-
	RO	Dealing in securities	2014-01-22	-
	Rep	Dealing in futures contracts	2005-12-13	-
	Rep	Advising on corporate finance	2003-04-01	2004-01-02
	Rep	Advising on securities	2003-04-01	2004-01-02
	Rep	Asset management	2003-04-01	2004-01-02
	Rep	Providing automated trading services	2003-04-01	2004-01-02
	Rep	Dealing in securities	2003-04-01	2014-01-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Asset management	2016-01-27	-
	RO	Dealing in securities	2014-01-22	-
	Rep	Dealing in futures contracts	2005-12-13	-
	Rep	Advising on corporate finance	2003-04-01	2004-01-02
	Rep	Advising on securities	2003-04-01	2004-01-02
	Rep	Asset management	2003-04-01	2004-01-02
	Rep	Providing automated trading services	2003-04-01	2004-01-02
	Rep	Dealing in securities	2003-04-01	2014-01-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.