Personnel Hong Kong SFC License Details (ID 85609)

Personnel Hong Kong SFC License Details (ID 85609)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2014-06-06	2020-12-11
	RO	Dealing in securities	2013-05-15	2014-06-06
	Rep	Dealing in futures contracts	2004-06-10	2020-12-11
	Rep	Providing automated trading services	2003-05-29	2004-05-31
	Rep	Dealing in securities	2003-05-29	2013-05-15
SUNWAH KINGSWAY FUTURES LIMITED	Rep	Dealing in futures contracts	2003-05-29	2005-11-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-22
	Rep	Advising on securities	-	2003-05-22
	Rep	Asset management	-	2003-05-22
	Rep	Providing automated trading services	-	2003-05-22
	Rep	Dealing in securities	-	2003-05-22
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2003-05-22
	Rep	Asset management	-	2003-05-22
	Rep	Dealing in futures contracts	-	2003-05-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-22
	Rep	Advising on securities	-	2003-05-22
	Rep	Asset management	-	2003-05-22
	Rep	Providing automated trading services	-	2003-05-22
	Rep	Dealing in securities	-	2003-05-22