| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2015-09-11 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-11 | - |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2005-11-11 | 2015-09-04 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-07-24 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-24 |
| Rep | Asset management | 2003-04-01 | 2003-07-24 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-07-24 |
| Rep | Dealing in securities | 2003-04-01 | 2015-09-04 |
| SUNWAH KINGSWAY FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-07-24 |
| Rep | Asset management | 2003-04-01 | 2003-07-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-07-24 |