Personnel Hong Kong SFC License Details (ID 85614)

Personnel Hong Kong SFC License Details (ID 85614)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-11-26	2019-11-30
	Rep	Dealing in securities	2018-09-11	2019-11-30
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2016-04-05	2018-08-30
Fortune Asset Management Limited (HK)	Rep	Advising on securities	2016-04-05	2016-06-14
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-04-05	2018-02-14
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-11-12	2014-05-23
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2013-11-12	2014-05-23
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Asset management	2011-10-03	2013-10-31
	Rep	Dealing in futures contracts	2010-05-17	2013-10-31
	Rep	Dealing in securities	2009-07-20	2013-10-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-09-19	2009-02-06
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2007-04-16	2007-05-16
	Rep	Dealing in securities	2007-03-12	2007-05-16
KGI ASIA LIMITED	Rep	Dealing in securities	2006-01-03	2007-02-10
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2004-12-22	2005-02-07