Personnel Hong Kong SFC License Details (ID 85618)

Personnel Hong Kong SFC License Details (ID 85618)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden K2 Securities Limited	RO	Dealing in securities	2018-01-31	2019-06-30
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2016-07-13	2016-08-12
	RO	Dealing in securities	2013-05-14	2016-07-13
	Rep	Dealing in securities	2005-09-23	2013-05-14
	Rep	Dealing in futures contracts	2005-09-23	2016-08-12
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-28
	Rep	Advising on securities	-	2004-06-28
	Rep	Asset management	-	2004-06-28
	Rep	Providing automated trading services	-	2004-06-28
	Rep	Dealing in securities	-	2005-09-22
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2004-06-28
	Rep	Asset management	-	2004-06-28
	Rep	Dealing in futures contracts	-	2005-09-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-28
	Rep	Advising on securities	-	2004-06-28
	Rep	Asset management	-	2004-06-28
	Rep	Providing automated trading services	-	2004-06-28
	Rep	Dealing in securities	-	2005-09-22