Personnel Hong Kong SFC License Details (ID 85636)

Personnel Hong Kong SFC License Details (ID 85636)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zerobridge Partners Advisory Limited	RO	Advising on securities	2019-05-29	2023-09-26
	RO	Dealing in securities	2019-05-29	2023-09-26
Venture Smart Asia Limited	Rep	Advising on securities	2018-10-18	2019-05-29
	Rep	Dealing in securities	2018-10-18	2019-05-29
Houlihan Lokey (China) Limited	Rep	Advising on corporate finance	2012-03-05	2015-02-18
	Rep	Advising on securities	2012-03-05	2015-02-18
	Rep	Dealing in securities	2012-03-05	2015-02-18
Knight Capital Asia Limited	RO	Dealing in securities	2011-11-07	2011-12-19
	Rep	Advising on securities	2010-09-10	2011-08-12
	Rep	Dealing in securities	2010-09-10	2011-11-07