Personnel Hong Kong SFC License Details (ID 85649)

Personnel Hong Kong SFC License Details (ID 85649)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Korea Investment Management Asia Limited	RO	Advising on securities	2012-02-10	2014-09-30
	RO	Asset management	2012-02-10	2014-09-30
	Rep	Advising on securities	2010-03-09	2012-02-10
	Rep	Asset management	2010-03-09	2012-02-10
MEAG Hong Kong Limited	Rep	Asset management	2007-10-10	2009-12-01
	Rep	Advising on securities	2007-08-14	2009-12-01
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2007-04-10	2007-08-04
	Rep	Dealing in securities	2007-04-10	2007-08-04
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	Rep	Advising on securities	-	2007-03-31