Personnel Hong Kong SFC License Details (ID 85651)

Personnel Hong Kong SFC License Details (ID 85651)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBP ASSET MANAGEMENT ASIA LIMITED	RO	Advising on securities	2015-03-19	2021-12-31
	RO	Asset management	2015-03-19	2021-12-31
	Rep	Advising on securities	2014-09-29	2015-03-19
	Rep	Asset management	2014-09-29	2015-03-19
	Rep	Dealing in securities	2014-09-29	2021-12-31
HAMON ASIAN ADVISORS LIMITED	Rep	Advising on securities	2013-07-08	2014-09-17
	Rep	Asset management	2013-07-08	2014-09-17
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2013-07-08	2014-09-17
	Rep	Advising on securities	2013-07-08	2014-09-17
	Rep	Asset management	2013-07-08	2014-09-17
PFP Capital Limited	Rep	Advising on futures contracts	2013-07-08	2014-09-17
	Rep	Advising on securities	2013-07-08	2014-09-17
	Rep	Asset management	2013-07-08	2014-09-17
Korea Investment Management Asia Limited	RO	Advising on securities	2012-07-26	2013-05-31
	RO	Asset management	2012-07-26	2013-05-31
	Rep	Advising on securities	2010-02-03	2012-07-26
	Rep	Asset management	2010-02-03	2012-07-26