Personnel Hong Kong SFC License Details (ID 85659)

Personnel Hong Kong SFC License Details (ID 85659)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Win Win Asset Management (HK) Limited	RO	Dealing in securities	2020-08-26	2022-06-30
	RO	Advising on securities	2019-10-30	2022-06-30
	RO	Asset management	2019-10-30	2022-06-30
Constance Capital Limited (HK)	RO	Advising on securities	2018-03-13	2018-08-28
	RO	Asset management	2018-03-13	2018-08-28
	RO	Dealing in securities	2016-12-19	2018-08-28
China Sunrise Securities (International) Limited	RO	Dealing in securities	2015-11-27	2016-06-01
Realord Asia Pacific Securities Limited	RO	Dealing in securities	2015-03-17	2015-07-10
WING FUNG FINTECH LIMITED	Rep	Leveraged foreign exchange trading	2014-05-28	2015-01-08
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2014-05-28	2015-01-08
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2011-06-24	2014-01-12
	Rep	Asset management	2011-06-24	2014-01-12
KVB Kunlun Securities (HK) Limited	RO	Dealing in securities	2010-07-05	2014-01-12
CA Premium International (HK) Limited	RO	Leveraged foreign exchange trading	2009-09-17	2014-01-12
KVB Kunlun Securities (HK) Limited	Rep	Dealing in securities	2008-07-14	2010-07-05
CA Premium International (HK) Limited	Rep	Leveraged foreign exchange trading	2005-10-04	2009-09-17