Personnel Hong Kong SFC License Details (ID 85660)

Personnel Hong Kong SFC License Details (ID 85660)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lion Global Financial Limited	RO	Advising on securities	2019-01-04	2022-06-30
	RO	Asset management	2019-01-04	2022-06-30
	RO	Dealing in securities	2019-01-04	2022-06-30
	Rep	Advising on securities	2018-11-06	2019-01-04
	Rep	Asset management	2018-11-06	2019-01-04
	Rep	Dealing in securities	2018-11-06	2019-01-04
KVB Capital Markets Limited	RO	Leveraged foreign exchange trading	2018-05-04	2018-10-12
KVB Kunlun Securities (HK) Limited	RO	Dealing in securities	2010-07-08	2018-10-12
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	RO	Advising on securities	2009-11-12	2018-10-12
	RO	Asset management	2009-11-12	2018-10-12
CA Premium International (HK) Limited	RO	Leveraged foreign exchange trading	2007-10-18	2017-11-17