Personnel Hong Kong SFC License Details (ID 85662)

Personnel Hong Kong SFC License Details (ID 85662)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-04-19	2013-05-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-04-19	2013-05-14
	Rep	Leveraged foreign exchange trading	2013-04-19	2013-05-14
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2011-08-08	2013-03-01
	Rep	Asset management	2011-08-08	2013-03-01
CA Premium International (HK) Limited	Rep	Leveraged foreign exchange trading	2010-11-24	2013-03-01
KVB Kunlun Securities (HK) Limited	Rep	Dealing in securities	2010-08-04	2013-03-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-04-02	2010-07-10
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-04-02	2010-07-10
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2008-04-21	2009-03-16
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2008-04-21	2009-03-16