| New Harvest Wealth Securities Company Limited | RO | Asset management | 2021-11-22 | - |
| RO | Advising on securities | 2021-01-11 | - |
| RO | Dealing in securities | 2020-10-05 | - |
| Rep | Advising on securities | 2020-10-05 | 2021-01-11 |
| Rep | Dealing in securities | 2020-09-09 | 2020-10-05 |
| BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-12-19 | 2020-08-07 |
| RO | Dealing in securities | 2016-12-14 | 2020-08-07 |
| RO | Dealing in securities | 2012-05-09 | 2016-10-14 |
| Rep | Dealing in securities | 2012-05-08 | 2012-05-09 |
| KVB Kunlun Securities (HK) Limited | RO | Dealing in securities | 2012-01-30 | 2012-04-26 |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-07-29 | 2012-04-26 |
| KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2008-07-14 | 2012-01-30 |
| CA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2005-10-13 | 2012-04-26 |
| BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2003-09-09 | 2005-08-02 |