Personnel Hong Kong SFC License Details (ID 85666)

Personnel Hong Kong SFC License Details (ID 85666)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	RO	Advising on futures contracts	2020-12-15	2022-07-15
	RO	Dealing in futures contracts	2020-12-15	2022-07-15
	RO	Advising on securities	2020-12-15	2023-06-19
	RO	Asset management	2020-12-15	2023-06-19
	RO	Dealing in securities	2020-12-15	2023-06-19
KVB Kunlun Securities (HK) Limited	RO	Advising on futures contracts	2019-10-17	2020-12-14
	RO	Dealing in futures contracts	2019-10-17	2020-12-14
KVB Capital Markets Limited	RO	Leveraged foreign exchange trading	2016-12-21	2020-09-14
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	RO	Asset management	2016-07-26	2020-12-14
	RO	Advising on securities	2015-02-05	2020-12-14
KVB Kunlun Securities (HK) Limited	RO	Dealing in securities	2015-02-05	2020-12-14
	Rep	Dealing in securities	2011-07-29	2015-02-05
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2011-06-08	2015-02-05
	Rep	Asset management	2011-06-08	2016-07-26
CA Premium International (HK) Limited	Rep	Leveraged foreign exchange trading	2005-01-04	2016-06-30