Personnel Hong Kong SFC License Details (ID 85697)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2017-07-12	-
LA ROCHE &AMP; CO ASIA LIMITED	RO	Advising on securities	2011-07-27	2011-09-30
	RO	Dealing in securities	2011-07-27	2011-09-30
	Rep	Advising on securities	2011-02-16	2011-07-27
	Rep	Dealing in securities	2011-02-16	2011-07-27