| SHUANGYING SECURITIES LIMITED | RO | Dealing in futures contracts | 2022-09-01 | - |
| RO | Dealing in securities | 2022-09-01 | - |
| RO | Dealing in futures contracts | 2014-04-14 | 2019-03-01 |
| RO | Dealing in securities | 2014-04-14 | 2019-03-01 |
| Rep | Dealing in futures contracts | 2014-03-21 | 2014-04-14 |
| Rep | Dealing in securities | 2014-03-21 | 2014-04-14 |
| RO | Dealing in securities | 2011-09-14 | 2013-09-26 |
| RO | Dealing in futures contracts | 2011-03-29 | 2013-09-26 |
| Rep | Dealing in futures contracts | 2011-03-21 | 2011-03-29 |
| Rep | Dealing in securities | 2011-03-21 | 2011-09-14 |
| Rifa Futures Limited | Rep | Dealing in futures contracts | 2009-08-06 | 2011-03-01 |
| Rifa Securities Limited | Rep | Dealing in securities | 2009-08-06 | 2011-03-01 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2009-08-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2009-08-01 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-07 | 2009-08-01 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-10-07 | 2009-08-01 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Providing automated trading services | 2003-05-26 | 2003-09-05 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Providing automated trading services | 2003-05-26 | 2003-09-02 |
| Rep | Dealing in securities | 2003-05-26 | 2005-09-30 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-05-22 | 2005-09-30 |