Personnel Hong Kong SFC License Details (ID 85731)

Personnel Hong Kong SFC License Details (ID 85731)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Positano Wealth Management Limited	Rep	Advising on securities	2019-12-05	-
	Rep	Asset management	2019-10-03	-
Victoire Asia Investments Limited	RO	Asset management	2014-03-07	2019-05-31
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2011-06-07	2013-01-28
	Rep	Asset management	2011-06-07	2013-01-28
	Rep	Dealing in securities	2011-06-07	2013-01-28
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	Advising on securities	2011-06-07	2013-01-28
	Rep	Asset management	2011-06-07	2013-01-28
	Rep	Dealing in securities	2011-06-07	2013-01-28