Personnel Hong Kong SFC License Details (ID 85745)

Personnel Hong Kong SFC License Details (ID 85745)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-10-11	-
	Rep	Asset management	2023-10-11	-
	Rep	Dealing in securities	2023-10-11	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2023-10-11	-
Amova Asset Management Hong Kong Limited	Rep	Asset management	2020-10-16	2023-08-18
	Rep	Advising on securities	2020-09-16	2023-08-18
	Rep	Dealing in securities	2020-09-16	2023-08-18
Robeco Hong Kong Limited	Rep	Advising on securities	2018-10-22	2020-03-27
	Rep	Dealing in securities	2018-10-22	2020-03-27
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2016-01-08	2018-07-18
	Rep	Asset management	2016-01-08	2018-07-18
	Rep	Dealing in securities	2016-01-08	2018-07-18
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2011-07-04	2015-09-25
	Rep	Dealing in securities	2011-07-04	2015-09-25