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Mok, James Ka-Chi 莫家志 SFC Licences and HKMA Registrations (ID 85747)
Mok, James Ka-Chi 莫家志
SFC ID:
AIL413
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
LEHIN SECURITIES LIMITED
RO
Dealing in securities
2024-03-12
-
Rep
Dealing in securities
2024-01-16
2024-03-12
RO
Dealing in securities
2006-02-10
2021-06-30
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.