Personnel Hong Kong SFC License Details (ID 8575)

Personnel Hong Kong SFC License Details (ID 8575)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIA INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2017-04-10	2021-01-31
	RO	Asset management	2017-04-10	2021-01-31
	Rep	Advising on securities	2017-01-27	2017-04-10
	Rep	Asset management	2017-01-27	2017-04-10
ASIA INVESTMENT RESEARCH LIMITED	RO	Advising on securities	2008-07-07	2016-09-28
	RO	Asset management	2008-07-07	2016-09-28
	Rep	Advising on securities	2008-03-17	2008-07-07
	Rep	Asset management	2008-03-17	2008-07-07
LLOYDS TSB PACIFIC LIMITED	RO	Advising on securities	-	2005-11-01
	RO	Asset management	-	2005-11-01
	RO	Dealing in securities	-	2007-12-31