Personnel SFC Licences and HKMA Registrations (ID 85777)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEI SHING HONG SECURITIES LIMITED	RO	Dealing in securities	2021-04-13	-
LEI SHING HONG FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2014-12-31
LEI SHING HONG SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-08
	Rep	Advising on securities	2003-04-01	2004-01-08
	Rep	Asset management	2003-04-01	2004-01-08
	Rep	Dealing in securities	2003-04-01	2021-04-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.