Personnel Hong Kong SFC License Details (ID 85785)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	RO	Dealing in securities	2006-07-12	2014-05-07
	Rep	Dealing in securities	2004-12-24	2006-07-12
	Rep	Advising on securities	2004-12-24	2014-05-07
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2004-09-23
	Rep	Advising on securities	-	2004-09-23
	Rep	Asset management	-	2004-09-23
	Rep	Dealing in securities	-	2004-09-23