Personnel SFC Licences and HKMA Registrations (ID 8579)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PEACE TOWN FOREX LIMITED	RO	Leveraged foreign exchange trading	-	2009-12-23
PEACE TOWN FUND MANAGEMENT LIMITED	RO	Advising on futures contracts	-	2009-12-23
	RO	Asset management	-	2009-12-23
PEACE TOWN FUTURES LIMITED	RO	Advising on futures contracts	-	2009-12-23
	RO	Asset management	-	2009-12-23
	RO	Dealing in futures contracts	-	2009-12-23
ZHONGRONG PT FINANCE LIMITED	RO	Advising on corporate finance	-	2004-07-30
	RO	Advising on securities	-	2009-12-23
	RO	Asset management	-	2009-12-23
ZHONGRONG PT SECURITIES LIMITED	RO	Advising on corporate finance	-	2003-12-15
	RO	Advising on securities	-	2009-12-23
	RO	Asset management	-	2009-12-23
	RO	Dealing in securities	-	2009-12-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.