Personnel Hong Kong SFC License Details (ID 85806)

Personnel Hong Kong SFC License Details (ID 85806)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2011-05-20	2017-12-14
	Rep	Dealing in securities	2011-04-15	2017-12-14
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-31	2011-01-11
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-10-15	2010-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Dealing in securities	-	2011-01-11